ASHI Governance 

Standards for Histocompatibility Testing
(4/98) Copyright © 1995 - 2002 American Society for Histocompatibility and Immunogenetics. All rights reserved.

Section C - General Comments and Quality Assurance

C1.000 Facilities

C1.100 Laboratory space must be sufficient so that all procedures can be carried out without crowding to the extent that errors may result.

C1.200 Lighting and ventilation must be adequate.

C1.300 Refrigerators and freezers must be maintained at temperatures optimal for storage of each type of sample or reagent. They must be monitored daily. Recording thermometers are recommended for mechanical refrigerators or freezers. These should be coupled to alarm systems with an audible alarm where it can be heard 24 hours a day. In laboratories where liquid nitrogen is utilized for storage of frozen cells, the level of liquid nitrogen in the cell freezers must be monitored at intervals which will ensure an adequate supply at all times. Ambient temperature and/or the temperatures of incubators in which test procedures are carried out must be monitored daily to ensure that these procedures are carried out within temperature ranges specified in the laboratory’s procedure manual.

C1.400 Laboratories performing mixed lymphocyte cultures, HLA-D, or cellular Class II typing should have a laminar flow hood or other appropriately aseptic work area. Counters should be standardized according to the manufacturer’s instructions at regular intervals. The incubator should be monitored daily in relation to temperature (37°C) and CO2 concentration (5% +/- 1%) and should be appropriately humidified.

C1.500 Laboratories using radioactive materials must store radioactive materials and conduct procedures using radioactive materials in a designated section of the laboratory. Radioactive materials must be disposed of at locations designated by local institutions.

C1.600 Equipment Maintenance and Function Checks

C1.610 The laboratory must establish and employ policies and procedures for the proper maintenance of equipment, instruments and test systems by 1) defining its preventive maintenance program for each instrument and piece of equipment, and by 2) performing and documenting function checks on equipment with at least the frequency specified by the manufacturer.

C1.700 Adequate facilities to store records must be immediately available to the laboratory.

C1.800 The laboratory must be in compliance with all applicable Federal, State and local laws which relate to laboratory employee health and safety; fire safety; and the storage, handling and disposal of chemical, biological and radioactive materials.

C1.900 Computer assisted analyses must be reviewed, verified and signed by the Supervisor and/or Laboratory Director before issue.

C1.910 The computer software program used for analyses must be documented.

C2.000 Specimen Submission and Requisition

C2.100 The laboratory must have available and follow written policies and procedures regarding specimen collection.

C2.110 The laboratory must perform tests only at the written or electronic request of an authorized person. The laboratory must assure that the requisition includes: 1) the patient’s name or other method of specimen identification to assure accurate reporting of results; 2) the name and address of the authorized person who ordered the test; 3) date of specimen collection; 4) time of specimen collection, when pertinent to testing; 5) source of specimen. Oral requests for laboratory tests are permitted only if the laboratory subsequently obtains written authorization for testing within 30 days of the request.

C2.120 Blood samples must be individually labeled as to the name, or other unique identification marker for the donor and the date of collection. When multiple blood tubes are collected, each tube must be individually labeled.

C2.130 The laboratory must maintain a system to ensure reliable specimen identification, and must document each step in the processing and testing of patient specimens to assure that accurate test results are recorded.

C2.140 The laboratory must have criteria for specimen rejection and a mechanism to assure that specimens are not tested when they do not meet the lab’s criteria for acceptability.

C2.200 Blood samples must be obtained using a location which does not compromise aseptic techniques. The donor’s skin must be prepared by a technique which ensures minimal possibility of infection of the donor or contamination of the sample. All needles and syringes must be disposable.

C2.210 All blood samples should be handled and transported in accordance with the understanding that they could transmit infectious agents.

C2.220 The anticoagulant/preservation medium used must be shown to preserve sample viability, antigens and distributions of markers/characteristics of cells tested for the (maximum) length of time and under all the specified storage conditions the laboratory permits, on the basis of documented or published stability tests, between sample collection and testing. 

C2.300 Reagents

C2.310 All reagents must be properly labeled and stored according to manufacturers’ instructions. Each serum or monoclonal antibody or typing tray must be stored at a temperature appropriate to maintaining its reactivity and specificity.

C2.320 Reagents, solutions, culture media, controls, calibrators and other materials must be labeled to indicate 1) identity and when significant, titer, strength or concentration; 2) recommended storage requirements; 3) preparation and/or expiration date and other pertinent information.

C3.000 All procedures in use in the laboratory must be detailed in a procedure manual which is immediately available where the procedures are carried out. The procedure manual must be reviewed at least annually by the Director and written evidence of this review must be in the manual. Any changes in procedures must be initialed and dated by the Director at the time they are initiated.

C4.000 Quality Assurance

C4.100 The laboratory must participate in at least one external proficiency testing program, if available, in each category for which ASHI accreditation is sought.

C4.200 If a laboratory’s performance in an external proficiency testing program is unsatisfactory in any category for which ASHI accreditation is sought, the laboratory must participate in an enhanced proficiency testing program in that category until performance is deemed satisfactory.

C4.300 Proficiency test samples must be tested in a manner comparable to that for testing patient samples.

C4.400 The laboratory must, at least once each month, give each individual performing tests a characterized specimen as an unknown to verify his or her ability to reproduce test results. The laboratory must maintain records of these results for each individual.

C4.500 The laboratory must establish and employ policies and procedures, and document actions taken when 1) test systems do not meet the laboratory’s established criteria including quality control results that are outside of acceptable limits; and when 2) errors are detected in the reported patient results. In the latter instance, the laboratory must promptly a) notify the authorized person ordering or individual utilizing the test results of reporting errors; b) issue corrected reports, and c) maintain copies of the original report as well as the corrected report for two years.

C5.000 Records and Test Reports

C5.100 The laboratory must maintain a legally reproduced record of each test result, including preliminary reports, for all subjects tested for a period of two years or longer, depending on local regulations.

C5.110 These records must include log books, and at least a summary of results obtained.

C5.120 Work sheets must clearly identify the subject whose cells were tested, the typing sera which were used, the date of the test and the person performing the test.

C5.130 For each cell-serum combination, the results must be recorded in a manner which indicates the approximate percent of cells killed. The numerical codes used in the ASHI Laboratory Manual are recommended.

C5.140 Reports or records, as appropriate, should include a brief description of the specimen (blood, lymph node, spleen, bone marrow, etc.) used for testing.

C5.150 Membranes or autoradiographs from nucleic acid analysis must be retained as a permanent record.

C5.160 Records may be saved in computer files only, provided that back-up files are maintained to ensure against loss of data. It is recommended that legal advice be sought to be certain that computer files meet requirements in case of legal actions.

C5.170 For marrow transplantation, the donor must give his informed consent before blood is taken for typing and before the donor is placed on a list of donors available to be called.

C5.180 For marrow transplantation, donor records should be maintained so that donors can be rapidly retrieved according to HLA type.

C5.190 The laboratory must have adequate systems in place to report results in a timely, accurate and reliable manner.

C5.200 The report should contain:

a. The date of collection of sample.

b. The Laboratory and/or Institution’s unique identifier/ number.

c. The name of the individual tested.

d. The date the individual was tested.

e. The date of the report.

f.  The test results.

g. Any appropriate control value/normal ranges, where appropriate.

h. Appropriate interpretations and the signature of the Laboratory Director, or designate in his/her absence.

C5.210 The laboratory must indicate on the test report any information regarding the condition and disposition of specimens that do not meet the laboratory’s criteria for acceptability.

C5.220 The laboratory must maintain permanent files of all internal and external quality control tests.

C5.230 Laboratories should have a mechanism in place for resolving any tissue typing discrepancies that may occur between laboratories.

C6.000 The Laboratory Director and technical staff must participate in continuing education relative to each category for which ASHI accreditation is sought.

C7.000 An accredited laboratory may engage another laboratory to perform testing not done by the primary laboratory. In that event, the subcontracting laboratory must be accredited by the American Society for Histocompatibility and Immunogenetics, if the testing is covered by ASHI Standards. If genetic systems not covered by ASHI Standards (ABO, RBC enzymes etc.) are subcontracted, the subcontracting laboratory must document expertise and/or accreditation in those systems. The identity of the subcontracting laboratory and that portion of the testing for which it bears responsibility must be noted in the reports.

 

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Minimal criteria which all accredited histocompatibility laboratories must meet

A -

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B -

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C -

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D -

HLA Antigens

E -

Serologic Typing - HLA Class I

F -

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G -

Mixed Leukocyte Culture Tests

H -

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I -

Renal Transplantation

J -

Non-Renal Transplantation

K -

Marrow Transplantation

L -

Plat & Gran Transfusion

M -

Disease Association

N -

Parentage Testing

P -

Nucleic Acid Analysis

Q -

Flow Cytometry

R -

ELISA


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